Job Responsibilities: Depending on the candidate\xe2\x80\x99s experience, duties will include the following: Assist in identifying regulatory risks and performing compliance monitoring/surveillance across the Company\xe2\x80\x99s business activities; Assist in monitoring regulatory developments and potential impact of regulatory changes to the Company;…
As Wealth Manager your role is to: Maintain and manage internal leads/referrals coming from the community Provide guidance to our community by identifying financial gaps in their current wealth or asset allocation and introducing suitable solutions Maintain superior relationships by…