Job Description

Business Divisions
Global Wealth Management
Your role
We're looking for [RAre you a self-starter with a strong risk and controls awareness? Do you see opportunity when faced with challenging problem and willing to deep dive to identify solutions and deliver results? We're looking for a motivated and detailed oriented individual to support the team.
In this role, you will:

• Drive or perform control testing on onboarding and periodic KYC review
• Review KYC documents to validate plausibility of client's source of wealth corroboration, accuracy & completeness of client data maintenance and ensure control procedures are adhered to
• Analyze and assess findings materiality from control testing or audits. Recommends improvement to process owner and support implementation.
• Directly collaborate with Front Support Office, Operations team and other business partners, including Legal and Compliance, Business Risk Management, Project Teams etc.
• Support in internal and external audit in process walkthrough and samples preparation.
• Engage in adhoc projects, cross-border initiatives and new regulatory initiatives. Design and implement new control testings to address key risk areas and ensure compliance to bank policy and regulations.
• Ensure adherence to regulations, guidelines, standards and UBS policies while maintaining a highly developed awareness of potential legislative and UBS policy breaches and proactively prevent their occurrence.

Function Category
Operations
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always
Contact Details
UBS Business Solutions SA
UBS Recruiting
Your team
You'll be working in the Global Wealth Management COO BRO - Controls Team in Singapore. We are responsible for control activities over GWM COO activities for Hong Kong and Singapore
Your expertise
You have:

• A university degree, with at least 5 years of experience in financial industry.
• Proven understanding in wealth management client source of wealth corroboration / AML reviews and an understanding of onboarding and periodic KYC review process.
• Confidence to communicate in challenging situations
• Strong risk and control mindset with a structured and logical approach to analysis and problem solving skills.

About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.

Skills Required