Associate, Regulatory Compliance (consulting)

Singapore, Singapore

Job Description


Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.


  • Manage a portfolio of clients
  • Provide advisory and consultancy services to clients
  • Submit and/or review of regulatory filings and notifications
  • Liaise and correspond with MAS and auditors
  • Periodic compliance reporting to senior management or board of directors
  • Provide or review compliance manual
  • Provide or review compliance checklists, registers, and calendar
  • Prepare and review regulatory returns and forms
  • Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
  • Other ad-hoc duties as the need arise
Qualifications
  • Bachelor\'s Degree in Business, Accounting, Law and any other relevant degrees
  • Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
  • Meticulous and detailed-oriented
  • Excellent communication and interpersonal skills
  • Organised and self-disciplined;
  • A team player with strong oral, written, and interpersonal communication skill.
Additional Information

The shortlisted candidate will be working at Lymon office at One Raffles Quay.

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

IQ-EQ

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Job Detail

  • Job Id
    JD1378109
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned