Associate/ Senior Associate, Regulatory Compliance (ongoing Compliance Services)
Singapore, Singapore
Job Description
Company DescriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
- Manage a portfolio of clients
- Provide advisory and consultancy services to clients
- Submit and/or review of regulatory filings and notifications
- Liaise and correspond with MAS and auditors
- Periodic compliance reporting to senior management or board of directors
- Provide or review compliance manual
- Provide or review compliance checklists, registers, and calendar
- Prepare and review regulatory returns and forms
- Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
- Other ad-hoc duties as the need arise
- Bachelor\'s Degree in Business, Accounting, Law and any other relevant degrees
- Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral, written, and interpersonal communication skill.
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Job Detail
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Job IdJD1463218
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned