Job Description

Business Function:

DBS Vickers Securities is the wholly-owned brokerage arm of DBS Bank. Headquartered in Singapore, we provide a comprehensive blend of services for retail and institutional clients. We also have strong presence in Hong Kong, Thailand and Indonesia, as well as offices in USA and UK, and partnerships and affiliations across the rest of Asia. DBS Vickers Securities offers a broad range of services, which include share placement and trading, Exchange Traded Funds, and securities custodial services. We are also an active player in the distribution of primary and secondary issues in the Singapore and regional Capital Markets.

DBS Vickers Securities looks for individuals who are intellectually curious, creative and analytically interested in conducting in-depth evaluations of company performance and enjoy working in a challenging environment.

Responsibilities:

• Assist in designing and performing Quality Assurance Review ("QAR") on DBS Vickers Locations to evaluate the effectiveness and efficiency of control processes and ensure conformance with DBS policies, including but not limited to, AML/CFT/Sanctions rules
• Ensure consistent implementation and application of AML/CFT Standards across DBS Vickers Locations
• Prepare, report and present the monthly AML key metrics & QAR findings in monthly Business Control Committee meeting.
• Keep abreast of latest developments in AML/KYC/CFT regulations and guidelines
• Champion and entrench risk awareness by providing support and training (e-learning, sharing of latest AML CFT Sanctions rules etc.) to DBS Vickers Locations.
• Track and monitor AML issues/action plans arising from RCSA, QAR, Audit and Regulatory inspection.
• Ensure timely completion of Unit RCSA programme and provide guidance on the identification/assessment of risks and controls.
• Collate, analyse, monitor and report KRI for the business unit, ensuring that proper action plans are established to address issues.
• Ad hoc projects assigned by Team Lead & COO

Requirements:

• Bachelor Degree with minimum 6 years of experience in Risk Management/ AML within financial industry.
• Strong acumen in risk management and controls. Able to analyse issues independently.
• Embody a strong sense of ownership, responsibility and sense of urgency
• Multi-tasker who can manage multiple streams of work concurrently with competing deadlines
• Good written and communication skills and ability to interact effectively with people at different levels
• Team player who is able to work independently.

Apply Now:

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

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