Job Description

:

• To perform KYC due diligence of new relationships and existing clients (periodical revisions) for Hong Kong, Singapore, China, Malaysia, Australia, Taiwan and Japan entities as a Maker or Checker;
• To conduct checks and due diligence on these clients primarily looking out for PEP/Adverse news/information that may be detrimental to the reputation of the bank;
• To liaise and coordinate with Front Office and Client Services Team on the collection of the KYC documents/information;
• To escalate complex cases to local Compliance and/or Head Office Financial Security for advice, clarification or validation where applicable;
• To provide guidance and sharing of KYC knowledge to the junior team members in the team and other departments;
• Inputting and Maintenance of the Static Data/Accounts of the Clients into the KYC Database;
• Ensure accurate and proper maintenance of statistics for timely MIS reporting/other ad-hoc reports and perform monthly reconciliation on the KYC Status versus Opened Accounts of the Existing Clients (when required);
• To take part in Projects and perform UAT testing assigned by the Manager;
• To perform ad-hoc screenings and other duties assigned by the Manager

Requirements:

• Bachelor's Degree Holder in Banking & Finance or equivalent
• Minimum 6 years of experience in KYC / CDD, preferably in Corporate Investment Banking with a good understanding of AML/CFT Framework and KYC documentation processes
• Good understanding of the AML/KYC Regulatory Requirements in Asia (in particular HKMA, MAS, CBRC, PBOC, PRA, FSC and FSA)
• Ability to read Chinese documents.
• Good Knowledge with Excel will be an advantage.

SEARCH ALLY PTE LTD | [EA License Number] 18C9289 | [Registration Number] R155129