Job Description

1. Position Overview

The Chief Executive Officer (CEO) will play a pivotal role in leading the company through its

Capital Markets Services (CMS) licence application process

and in establishing the governance, operational, and compliance frameworks necessary for future licensed operations under the

Monetary Authority of Singapore (MAS)

.This role requires a leader with deep knowledge of Singapore's capital markets and regulatory environment, who can work closely with legal, compliance, and operational teams to ensure the company's successful licensing and readiness for launch.

2. Key Responsibilities

1.1 The Employer hereby agrees to engage the Agency's service to find a candidate for Chief Executive Officer. The candidate's job scope as follow:


Ensure the company operates in full compliance with the Securities and Futures Act (SFA), and all relevant MAS Notices, Guidelines, and Licensing Conditions, providing the Company with advice and support on all Compliance Matters; Oversee the implementation and maintenance of the company's compliance framework, including AML/CFT controls. Coordinate with the Compliance Officer to handle regulatory filings, audits inspections, and correspondence with MAS. Develop and execute the company's business strategy

,

ensuring activities remain within the scope of its CMS licence (e.g., fund management, dealing in capital markets products, advising). Maintain a strong corporate culture emphasizing integrity, risk awareness, and regulatory compliance

.

Ensure the company meets all base capital and financial reporting requirements under MAS regulations. Review and approve financial statements and audit results. Supervise the implementation of risk management systems

,

including operational, market, and credit risk. Maintain effective corporate governance practices and internal control policies. Promote a compliance-first culture

,

with regular employee training and conduct monitoring. Address and resolve client compliants and internal misconduct appropriately.

3. Requirements

Professional Experience

Minimum

10 years of relevant experience

in capital markets, investment management, corporate finance, or related financial services sectors. Proven track record in a

senior leadership or C-level role

within a regulated financial institution. Demonstrated familiarity with MAS regulatory requirements and Singapore's financial ecosystem.

Education & Qualifications

Bachelor's degree in Finance, Economics, Business Administration, or a related discipline (Master's or CFA/CAIA qualification preferred). Must satisfy MAS

Fit and Proper Criteria

(Guideline FSG-G01).

Other Requirements

Must be

resident in Singapore

and able to exercise effective day-to-day management control of the company. Strong interpersonal and communication skills, with the ability to engage regulators, partners, and internal stakeholders effectively. High level of integrity, professionalism, and judgment.



GLOBALZ CONSULTANCY PTE.LTD.


EA License No: 22S0907


EA Personnel: MAO LINGYING


EA Personnel Reg No: R23114849