Compliance Investigator Needed (6 Months) #hzot

Singapore, Singapore

Job Description


Description

Salary: $3.2k

Working Days & Hours:

Mon-Fri 9-6

Location: Raffles

Jobscope:

  • Conduct investigations into allegations of misconduct complaints involving Representatives
  • Ensure all investigation record are collated accurately with statements properly recorded and timely reporting of the cases internally/externally
  • Liaise with Distribution Partners, the Financial Industry Disputes Resolution Centre Ltd, and internal Stakeholders on management of misconduct complaints
  • Support Investigative work areas and duties as assigned by Supervisor
Job Requirements:
  • A Degree / Diploma / relevant qualification from a recognized institution.
  • Preferably with working experience in the financial industry and in life insurance.
  • Familiar with Financial Advisers Act and Insurance Act is preferred.
  • Experience in financial planning would be advantageous.
  • Good analytical skills with ability to work independently with minimum supervision.
  • Good investigative mindset and interview skills
  • Strong team player with ability to interact effectively with internal and external customers
  • Good report-writing skills and proficient in Microsoft Office suite
  • Candidates without working experience are also welcome.
Industry

Banking & Finance

Specialization

Banking & Finance

Location

Central, North, East, West

Employment Type

Part-time
Contract / Temp

Salary

S$2,601 - S$4,000 / mth

For interested applicants, please send your updated resume to: melissa@recruitexpress.com.sg

All candidates\' information will be treated with the strictest confidence

Melissa Zhang Zhiqi (Mezzo)

R2197564

Recruit Express Pte Ltd

99C4599

Recruit Express

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Job Detail

  • Job Id
    JD1354565
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned