Job Description

As an

Compliance Officer

, you will be responsible for supporting the Compliance Department by handling matters relating to AML (Anti-Money Laundering) requirements for the firm.

Your role will involve performing detailed assessments, generating reports, and assisting with compliance-related administrative duties to ensure the smooth functioning of the department.

Responsibilities:

Handle the clearance of hits identified during AML searches for clients, staff, representatives or third party service providers. Checking and assessing positive hits, ensuring compliance with regulations, and reporting your findings. Conduct of CDD/KYC checks, putting up of regular AML assessments and monitoring reports (inclusive of annual Enterprise Wide Risk Assessments) Generate and maintain regular compliance reports, ensuring they are accurate, complete, and timely. Maintain and organize all related documentation and records. Assist compliance team in the conduct of investigations, preparing investigation reports and obtaining relevant supporting documents / information necessary, and participating in compliance reviews. Work closely with senior compliance staff to identify areas of process improvement within the AML and compliance-related tasks.

Requirements:

Diploma and above in Business Administration, Finance, Accounting, or a related field. Minimum 2 to 3 year and a above in compliance or administrative role. Familiarity with AML processes and regulations is a plus. Relevant Financial Advisory experience and hold a M5 qualification is a plus. Strong proficiency in Microsoft Excel, including data entry, analysis, and report generation.
Job Types: Full-time, Permanent

Pay: $4,000.00 - $5,000.00 per month

Schedule:

Monday to Friday
Supplemental Pay:

13th month salary
Work Location: In person