Job Description

Business Divisions
Group Functions
Your role
We are looking for a Compliance Officer to join the Wealth Management Business Aligned Compliance & Operational Risk Control (C&ORC) team to:
deliver high-quality Compliance and Operational Risk Control (C&ORC) advisory support to Business and Support functions, ensuring alignment with applicable laws, regulations, and internal policies
conduct C&ORC reviews, provide sign-offs, and grant approvals as required by internal processes
perform in-depth analysis of regulatory changes and support the Business in implementing necessary adjustments
offer comprehensive C&ORC guidance on a broad range of matters, including investment suitability, product governance, and cross-border considerations
maintain and periodically update the Singapore Compliance Manual and relevant sections of the Operating Manual to ensure continued relevance and accuracy
undertake ad-hoc reviews initiated by Global Functions, Business or Support units, regulators, or as required to support the Compliance Controls Team
represent C&ORC in ad-hoc projects, contributing subject matter expertise and oversight
conduct investigations into escalated matters or issues requiring C&ORC attention
design and deliver compliance training programs and materials, including induction sessions and quarterly "Black Belt" training modules
Function Category
Compliance
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always
Contact Details
UBS Business Solutions SA
UBS Recruiting
Your team
This role fits within the Global Wealth Management Compliance & Operational Risk Control (C&ORC) function. As a member of the Singapore WM Business Aligned C&ORC team, you will be based in Singapore with other C&ORC functions. The Singapore C&ORC team forms part of the Asia Pacific team ultimately reporting to the Regional Head of C&ORC.
As a team, we work closely and support each other to collectively mitigate risks. At the same time, we also collaborate closely with other controls and business functions as a trusted advisor to them.
Your expertise
bachelor degree with minimum 3 years' experience in compliance advisory or similar function
related working knowledge of Singapore banking and securities laws regulations, directives and expectations; understanding of key compliance topics and knowledge in financial products is a plus
strong communication and interpersonal skills
proficient in Microsoft Office including power point, excel and word
analytical, good problem solver
ability to work under pressure
self-starter with a commitment to ongoing improvement
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
How we hire
We may request you to complete one or more assessments during the application process.

Skills Required