Conduct Risk Specialist (6 Months Contract)

Singapore, Singapore

Job Description


Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow and Succeed.
We are looking for a specialist in Agency Services team, who will be an integral role in ensuring that we take our service levels to greater heights and ensure that critical business processes are implemented.
ROLE DUTIES & RESPONSIBILITIES:
The role will be responsible for the following duties but not limited to:

1) Manage Mystery Shopping and Site Visits for organized exhibitions


  • Work with appointed vendor(s) to conduct mystery shopping and site visits for exhibitions and campaigns

  • Set parameters and scope for mystery shopping and site visits

Focus areas:
(a) sales advisory process for mystery shopping
(b) professional distribution activities and operational compliance for site visits

  • Enforce sanction framework for any breach of guidelines stipulated in the Agency Force’s Standard Operating Procedure

  • Compile and report the infractions from the activities monthly for SAC and Compliance

2) Manage Appeals from Representatives

  • Assess and approve/decline appeals

  • For approved appeals, additional control(s) may be recommended for implementation by BDMs / ALs

.
Who we are looking for:
Competencies & Personal Traits
  • Meticulous with a keen eye for detail
  • Analytical with strong problem-solving skills
  • Should possess the desire to produce high quality work
  • Able to work independently
  • Team player
  • Risk awareness mindsets
  • Data and process driven
  • Strong MS office skills

Working Experience:
  • At least 6 months-2 years of relevant experience in Compliance or Risk Management within banking or insurance section is preferred.


Education:
  • Diploma and above

Language:
  • Strong command of the English language (written and spoken)
  • Any other languages affluency are welcome


Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with special requirements.

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Job Detail

  • Job Id
    JD1055553
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned