Job Description

• Lead and provide guidance to the team on performing end-to-end KYC due diligence review on Global Corporate Banking customers.
• Ensure completion of Periodic and Triggering Event Reviews within stipulated timeframe and in line with Bank’s policy and procedures.
• Work closely with the team and external parties to identify AML/CFT risks, systemic procedural and control weaknesses, providing suitable recommendations and solutions.
• Tracking, and monitoring of recommendations/action points to ensure that these are completed within agreed timelines and reporting these to the Head of Compliance.
• Liaise with external and internal auditors and regulators to assist with the closure of known issues and disclosure of control weaknesses.
• Stay abreast of AML/CFT regulatory changes, trends and typologies and provide timely dissemination of industry best practices and regulatory updates to ensure awareness by the relevant business units.
• Timely reporting of metrics by extracting the monthly metrics/dashboard reports.
• Support the implementation and/or enhancements of operating model/ad-hoc projects, and any subsequent strategic changes, regression testing as required and agreed by the business units.
• Conduct staff performance appraisals.

• LI-JX

Qualifications

Requirements:

• An experienced compliance officer with strong compliance risks knowledge.
• At least 6 to 8 years’ experience in a compliance role in a financial institution, preferably in the corporate banking environment.
• Hands-on working familiarity with compliance related matters especially with the implementation and operationalization of regulations, rules, policies, and processes related to Anti-Money Laundering, Countering the Financing of Terrorism and Sanctions Risk.
• Experience in dealing with external and internal auditors is necessary.
• Experience in supervising, leading a team &/or managing projects would be an advantage.
• The ideal candidate is a team-player with the ability to see beyond his/her job-scope and work with the business unit colleagues to realise business goals and targets.
• Is mature and able to work under pressure and meet timelines.
• Is articulate and assertive with good interpersonal, analytical and writing skills.
• Willingness to learn and grow on the job.

Primary Location: Singapore Job: Compliance Organization: Global Corporate Banking Divisional Office Schedule: Permanent Job Posting: 11-Aug-2022, 3:51:16 AM