Job Description

You will be part of a team to drive and implement the risk management and compliance requirements for Regional Agency/ FA & Bancassurance and the representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations.
Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials
Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials
Share relevant guidelines and issues with Financial Representatives through training materials, onsite visits, cluster meetings, and other agency platforms
Review and approve Agency Identify Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage
Ensure the Marketing and Recruitment Marketing Materials approval process is adhered to within the SOP
Review social media content posted by Financial Representatives, to identify non-compliance with the guidelines
Explore tools and methods to streamline and enhance the monitoring mechanisms
Take accountability in considering business and regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the Company
Highlight any potential concerns / risks and proactively share best risk management practices.
Qualifications
Diploma / Bachelor's Degree
At least 5 years' of experience in compliance or risk management in the financial services industry would be desirable
Knowledge of the insurance sector will be an added advantage
Self-starter and proactive
Proficient in oral and written English
Committed and able to interact well with various stakeholders
High level of integrity, takes accountability of work and good attitude over teamwork
Takes initiative to improve current state of things and adaptable to embrace new change

Skills Required