Entry Level* 1 Year Group Compliance Analyst/associate Up To $3200 #bbz
Singapore, Singapore
Job Description
Description
Responsibilities:
- To monitor and perform follow-up actions such as investigation on any staff trading violations.
- Preparation of Pre-Trade Clearance System (PTCS) training materials and FAQ for overseas entities
- Updates to PTCS on staff\'s movement (e.g. New User ID creation for new hires/ resignation/transfer)
- Password reset in PTCS
- Annual PTCS User Access Reviews
- Maintenance of all the PTCS User Guides
- To handle other duties as assigned by the Division Head
- To own, manage and maintain the staff trading mailbox which includes responding to queries from Covered Persons (via telephone and email)
- To assist in the generation/rectification/reconciliation of the following reports on a daily basis
- Assist in any duties as assigned
- Good Diploma or Degree in Accounting, Law, Business, Banking & Finance, or equivalent.
- At least 1 year experience in legal, compliance, audit, risk management or regulatory work in the financial services industry will be advantageous but not mandatory
- Experience in handling personal account dealing or personal staff trades will be an advantage but not mandatory
CEI no.: Jerlin Aw Bi Zhi (R1218675)
Recruit Express Pte Ltd
EA Licence no.: 99C4599
Industry
Banking & Finance
Specialization
Banking & Finance
Location
Central
Employment Type
Contract / Temp
Salary
S$2,601 - S$4,000 / mth
If you meet the requirements of this role, please email a detailed resume in Word document to Jerlin Aw Bi Zhi.
CEI Registration No.: R1218675
Email: jerlinaw@recruitexpress.com.sg
Tel: 64380998
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Job Detail
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Job IdJD1325169
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned