Job Description

Key Roles & Responsibilities

• Provide oversight and advisory to Bangkok branch on AML/CFT related matters.
• Work with Head of Compliance to manage AML/CFT and Compliance risks for the branch and being back up for compliance advisory during her absence.
• Have a regular meetings and discussions with Bangkok branch and GM for sharing of AML/CFT issues/ concerns, OCBC Group policies / procedures and local regulatory requirements.
• Provide oversight and advisory to compliance officer and CDDM staffs on AML/CFT and KYC/CDD related work
• Review AML/CFT compliance related reports for submission to internal and external parties within timeline.
• Provide advisory to and monitor business / support units to ensure compliance with local AML/CFT requirements and Group policies and procedures.
• Raise staff's awareness on key local regulatory requirement, Group Compliance & AML/CFT policies.
• Communicate to all relevant staff on new AML/CFT rules/regulations and their potential impacts to the Bank's business and operational units promptly.
• Review the branch's AML/CFT policies and procedures in compliance with local and Group AML/CFT requirements.
• Identify AML/CFT issues / risks / concerns and work with related parties to close them.
• Review annual FCC workplan and monitor for completion within timeline.
• Perform compliance monitoring and testing on AML/CFT related matters.
• Participate in any AML/CFT related projects including AML Entity Risk Self-Assessment and AML System and policy implementation.
• Conduct KYC/CDD review.
• Work with related parties to complete remediation exercise when there is any compliance identifies gaps / issues and any new & existing regulatory projects / requirements
• Review all audit & inspection issues and ensure action plans address issues and are completed on time
• Participate in any internal and external meetings relating to AML/CFT matters
• Attend regular AML/CFT meeting to update key AML/CFT matters and issues to Senior Mgt and staff

• A university degree in Accounting/Commerce/Finance, Banking or Law or related discipline with at least 10 years' relevant experience in financial services industry (such as private, retail, wholesale banking, insurance, asset management or securities firms)
• Broad knowledge of business, products and operations of the financial industry, and familiar with FCC regulatory requirements impacting financial institutions and jurisdictions which OCBC operates in
• Strong analytical skills and clear thought process
• Strong influencing, written and oral communication skills
• Ability to engage senior management and collaborate with various stakeholders
• Some travelling is required