Set up and maintain the investment risk and investment compliance framework, policies and processes. Ensure the procedures and processes are robust and comprehensive.
Ensure that investment risk and investment compliance are managed robustly with risks promptly escalated to senior management and addressed promptly
Key advisor to the PACS Investment team (and other relevant functions) and working closely with relevant counterparts (e.g. East Spring, external fund managers, and PCA) by providing oversight of investment activities from both risk and compliance perspective
Facilitate investment breach handling and reporting
Guide business units on the interpretation and implementation of new/ amended regulations in relation to Investment activities
Provide advice and oversee all ILP product and fund matters in relation to risk and compliance, from ideation to review of product and fund materials, and ensuring that all regulatory and Group requirements are being met
Who we are looking for: Competencies & Personal Traits
Asset, investment or fund house background is a must
Well-verse in investment, fund and ILP regulatory requirements
Result oriented individual who can drive deliverables within timelines
A self-starter who can work independently with limited guidance
Able to take proactive lead and a \xe2\x80\x98can do\xe2\x80\x99 attitude
A strong individual who has independent views and is able to influence others
Strong interpersonal and team management skills
Excellent communication (verbal and written) skills
Good at stakeholder management
Excellent computer skills particularly MSWord, MSExcel and MSPowerPoint
Working Experience:
At least 8 years of working experience in financial services industry
Experience in insurance industry, asset management company particularly in investment risk and compliance area preferred
Education:
Certifications in ERM/Investment risk will have an added advantage
Degree in accounting, economics, finance, risk management, business management, or other related discipline
Language:
Strong command of the English language
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