Junior Compliance Officer (singapore/ Hong Kong)
Singapore, S00, SG, Singapore
Job Description
Location:
Singapore / Hong KongOur client is a multi-strategy investment firm that is expanding its compliance function as part of its growth plans. They are seeking a Junior Compliance Officer to support this build-out. The role offers exposure to regional compliance coverage across multiple jurisdictions and the opportunity to work closely with investment and operational teams in a collaborative environment.
Key Responsibilities
Assist in implementing and maintaining global compliance policies and procedures. Conduct trade surveillance and post-trade monitoring to ensure adherence to internal and regulatory requirements. Monitor regulatory developments and support relevant filings and reporting. Participate in compliance reviews, testing, and staff training. Provide day-to-day compliance support to investment and trading teams. Support new product and market initiatives by assessing compliance implications.
Requirements
3-5 years of relevant experience
in post-trade or pre- and post-trade compliance, regulatory reporting, operational risk management, or middle office.Good understanding of trade operations
and its application in a compliance context.Analytical and inquisitive
, with strong problem-solving skills and attention to detail.Teachable and adaptable
, with the ability to learn and operate effectively in a fast-paced environment. * Strongcommunication and stakeholder management
skills, with professionalism and integrity.
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Job Detail
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Job IdJD1656571
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, S00, SG, Singapore
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EducationNot mentioned