Middle Office Private Wealth Management
Singapore, Singapore
Job Description
If you are looking to excel and make a difference, take a closer look at us\xe2\x80\xa61) Customer Due Diligence/AML/KYC
- Take a consultative approach in providing timely and quality guidance to PWM Relationship Manager (RM) pertaining to business risk on compliance, regulatory and policy matters.
- Ensure regulatory and HO compliance including periodic KYC review of Private Wealth clients as part of ongoing monitoring, adherence to client on-boarding process and requirements, as well as adherence to client and product suitability/concentration framework.
- Independently conducts monthly quality assurance control testing of PWM\xe2\x80\x99s end-to-end process including Sales, CA and KYC to ensure compliance with internal and regulatory policies.
- Identify root cause and propose solution to address issues raised by external and internal auditor, AML compliance in their annual or ad-hoc reviews.
- Preparation of management reports for all necessary management meetings
- Assist Head of PWM in managing campaigns and process improvement projects within the department.
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Job Detail
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Job IdJD1479530
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned