Job Description

You will be part of the team which contributes to the Capital Markets Compliance function of the company, reporting to the Head of Department.

Responsibilities:

• Assist in the execution and administration of regulatory compliance monitoring program
• Keep abreast of regulatory changes and industry practices and support the assessment of the potential commercial and/or operational impact
• Disseminate, review and advise on consultation papers and new/revised regulations, including collating feedback from relevant stakeholders
• Assist in formulating and tailor compliance policies and procedures to align with new business / operational needs, regulatory developments and/or industry practice
• Review completed compliance assessment return and prepare periodic compliance related reporting documents
• Assist in the delivery of the compliance related training programmes
• Interact with auditors on regulatory compliance matters
• Assist in cooperation with and responding to regulatory inquiries, surveys, consultations and examinations. This may include coordination with various internal business partners and other stakeholders

Requirements:

• Bachelor\xe2\x80\x99s Degree in Accountancy, Finance, Business or related discipline
• At least 2 years of regulatory compliance experience
• Possesses strong analytical skills, problem solving skills and excellent communication skills
• Able to prioritize and respond well to changing circumstances and tight timelines

For interested parties, please send resume to raymond_gan@persolkelly.com

We regret that only shortlisted candidates will be notified
PERSOLKELLY Singapore Pte Ltd \xe2\x80\xa2 RCB No. 200007268E
EA License No. 01C4394 \xe2\x80\xa2EA Registration No: R1988743 (Raymond Gan)

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