Job Description

You will be required to

• Provide advice and training on regulatory requirements, with a focus on the Securities and Futures Act, the Financial Advisers Act and associated regulations and guidelines, policies and standards of fair dealing and professional conduct.
• Support the design and end-to-end implementation of appropriate Regulatory Compliance and Conduct frameworks, policies and procedures
• Perform second line of defence role for managing Regulatory Compliance Risks
• Keep abreast of regulatory developments, manage regulatory consultations and support regulatory change implementation.

To qualify for this role, you must possess

• 5 years of compliance experience, with at least 3 years in a pure regulatory compliance position
• Possess advanced level of proficiency in compliance advisory on regulations, policies and standards
• Prior experience covering retail banking products
• Able to perform end to end regulatory change implementation

EA License No: 11C5502 / Registration No: R1110469

Skills Required