Regulatory Compliance (private Banking/up To $18k)
Job Description
Regulatory Compliance (Private Banking/Up to $18k) Duties & Responsibility 1. Provides advices on regulatory requirements (with respect to SFA,FAA, Banking Acts, code of conduct etc) 2. Manages new Regulatory Compliance (Private Banking/Up to $18k) Duties & Responsibility 1. Provides advices on regulatory requirements (with respect to SFA,FAA, Banking Acts, code of conduct etc) 2. Manages new regulatory anouncments 3. Performs gap analysis on new regulations and implement action points arising from the review 4. Responsible for cross border governance and advisory 5. Reviews marketing materials and presentations 6. Reviews due diligence reports for licensing of RMs 7. Complaints investigations 8. Participates in projects. 9. Prepares management reports Requirement . Tertiary qualifications, ideally in business, accounting or law . Minimum 10 years relevant experience in a wealth management FIs with knowledge of the Singapore regulations, i.e. Banking Act, SFA, FAA. EA Licence No.: 15S7496 Reg No. R2096281
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Job Detail
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Job IdJD1237008
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:$168000 - 228000 per year
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned