Job Description

Your Role:

We are looking for an experienced Senior Compliance Manager to manage back office operations like Settlement, Information Technology, Finance and Compliance and Risk Management. You will be reporting the reports to the Managing Director.

What Will You Do:

• To manage and oversee daily operations of Settlement, Information Technology, Finance and Compliance/Risk Management departments.
• To inform the Board and Management of new regulations or requirements, develop suitable policies to comply with them.
• To serve as a liaison officer to interact with MAS and other relevant regulators.
• To ensure that the company policies and procedures follows the Notices, Guidelines, Regulations, SFA and conditions set by the MAS for RMO license.
• To submit necessary reports to all regulatory authorities promptly and accurately.
• To identify, prevent and manage operation risks and take necessary actions.
• To carry out regulatory and AML/KYC compliance frameworks, ensuring the company is compliant with its regulatory obligation
• To trade surveillance and identify any irregularities or suspicious trading activities.
• To oversee internal control operations, internal and external audits.
• To ensure annual audited reports and accounts received approval from the Board, and all annual reports and half-yearly reports are submitted to the local authorities.
• To serve as Compliance Officer and Data Protection Officer.
• To carry out policies & procedures to meet operations need and Technology Risk Management Guidelines.
• To guide a team and ensure that they are effective and efficient when meeting new challenges

What Do We Want:

• Must have at least a Bachelor\'s Degree in Finance or Certified Public Accountant or equivalent.
• Must have at least 10 years of experience in operations of back office, including Compliance or Risk Management at Financial Institutions such as banks, recognised market operators preferred.

Additional Information

Career Level

Senior Manager

Qualification

Bachelor\'s Degree, Post Graduate Diploma, Professional Degree

Years of Experience

6 years

Job Type

Full-Time

Job Specializations

,

Company Overview

HTZ Resources (EA No.14C7241) is new staffing provider for many international MNC and SME in Singapore & Malaysia.

Best SME Recruitment Company 2021 SIngapore Business Award

SME500 2021 & 2020

Bronze Winner for Best Staffing Recruitment Firm by HR Vendor of the Year 2019

Bronze Winner for Best New Recruitment Agency 2018 by Asia Recruitment Awards

Bronze Winner for Best New Recruitment Solution Provider by HR Vendor of the Year 2018

Additional Company Information

Registration No.

14C7241

EA No.

14C0232

Company Size

1 - 50 Employees

Average Processing Time

10 days

Industry

Human Resources Management / Consulting

Benefits & Others

Regular hours, Mondays - Fridays, Business (e.g. Shirts)

HTZ Resources