Job Description

Business Divisions

Group Functions

Your role

Do you like financial markets?
Are you good at handling and interpreting large data sets?
Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?
Are you able to think independently and express your opinions and ideas confidently?

We are looking for a Market Conduct surveillance analyst with a solid track record in:

• performing automated and manual market conduct surveillance activities across Investment Bank division
• analysing exceptions and instances of potentially suspicious activities flagged by our systems
• engaging with business stakeholders on market conduct related escalations and other matters
• driving continuous process improvements and contribute to strategic projects and automation/optimization initiatives

Function Category

Compliance

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it\'s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we\'re more than ourselves. Ready to be part of #teamUBS and make an impact?

Your team

Our Team\'s purpose is to ensure UBS continues to meet regulatory obligations when it comes to identifying and reporting to the relevant authorities, instances of market abuse and other forms of misconduct that adversely impacts financial markets.
As a member of Market Conduct Team in Singapore or Hong Kong, you will have an opportunity to:

• learn about UBS and its clients\' trading strategies and profiles;
• understand the regulatory framework of the exchanges you will \'own\';
• investigate events flagged by our surveillance systems;
• get to the bottom of trading activity that you deem potentially suspicious;
• prepare investigative reports summarizing key findings;
• contribute to the team discussions, investigations and knowledge sharing; and
• work in a truly international Team with a regional mandate

Your expertise

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You have:

• ideally, 6+ years of relevant work experience in Trade Surveillance/ Market Surveillance, Compliance or a Regulatory Authority domain (whether in-house or consulting)
• ample knowledge of financial markets, products and trade lifecycle with a particular focus on equities and ETDs
• innate curiosity and ability to \'dig deep\' in order to identify suspicious trade patterns, investigate and draw meaningful conclusion
• confidence to question \'status quo\' behaviour and challenge when responses are not satisfactory

You are:

• familiar with the regulatory obligations in APAC covering market conduct, best execution and short selling
• able to articulate and express your thoughts and ideas in a clear, convincing, and insightful manner.
• proficient in other Asian languages in addition to English
• well versed in working with PowerPoint and/or other data analytics software (Alteryx, Microsoft Power BI, Tableau etc.). Programming knowledge (Python) is a strong plus

*#LI-SG

*#LI-HK

*EFC-UBS

About us

UBS is the world\'s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

UBS