Job Description

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• Deliver various Regulatory Implementation initiatives
• Interpret the regulatory requirements and translate into product, process and platform changes and lead the platform changes with the respective application teams
• An understanding of the regulatory framework for Wealth Management products and segment preferred
• Prepare business requirements documents and user stories to ensure that process and system changes delivery is aligned with the programme objectives
• Assess the impact of the change across products, applications and documentation
• Manage communication of status updates to key stakeholders including Senior Management through presentations and reports
• Work with the relevant transaction processing systems and reporting teams to prioritize and implement the changes related to the initiative
• Perform end to end functional testing and confirm compliance with the underlying
• Engage the required stakeholders to design efficient processes or changes required to comply with the Regulatory framework
• Work with respective WM and PvB business and functional leads (such as Product Heads, COO team, Legal, Compliance, Risk & Finance) towards the implementation of the initiatives and drive the transition plan
• Assist the delivery leads in managing project risks and regulatory impact of the delivery
• Manage the regulatory exceptions monitoring across all in-scope jurisdictions and remediate the reporting gaps Present the exceptions summary for the Transaction Reporting Governance Forum
• Assist the COO team and Delivery Leads respond to the regulators' queries from time to time

• 5+ years of Business Analysis experience
• Functional BA with understanding of Axiom Tools
• Understanding of the regulatory framework, especially MiFID or relevant MAS regulations
• Thorough understanding of the technology stack involved in the reporting process for the above regulations