Job Description

- Deliver various Regulatory Implementation initiatives Interpret the regulatory requirements and translate into product, process and platform changes and lead the platform changes with the respective application teams An understanding of the regulatory framework for Wealth Management products and segment preferred Prepare business requirements documents and user stories to ensure that process and system changes delivery is aligned with the programme objectives Assess the impact of the change across products, applications and documentation Manage communication of status updates to key stakeholders including Senior Management through presentations and reports Work with the relevant transaction processing systems and reporting teams to prioritize and implement the changes related to the initiative Perform end to end functional testing and confirm compliance with the underlying Engage the required stakeholders to design efficient processes or changes required to comply with the Regulatory framework Work with respective WM and PvB business and functional leads (such as Product Heads, COO team, Legal, Compliance, Risk & Finance) towards the implementation of the initiatives and drive the transition plan Assist the delivery leads in managing project risks and regulatory impact of the delivery Manage the regulatory exceptions monitoring across all in-scope jurisdictions and remediate the reporting gaps Present the exceptions summary for the Transaction Reporting Governance Forum Assist the COO team and Delivery Leads respond to the regulators' queries from time to timeRequirements: 5+ years of Business Analysis experience Functional BA with understanding of Axiom Tools Understanding of the regulatory framework, especially MiFID or relevant MAS regulations Thorough understanding of the technology stack involved in the reporting process for the above regulations
Not Specified