Job Description

Overview

The role supports the Compliance team in ensuring the branch's adherence to MAS, FINMA, and internal regulatory standards. Reporting to the Head of Compliance Advisory, the incumbent provides compliance advisory and executes monitoring programs across Private Banking and Treasury & Trading activities.

Key Responsibilities

+ Provide compliance advisory support on Private Banking and Treasury & Trading activities. + Conduct and document monitoring and testing programs; track and follow up on findings.
+ Prepare and review regulatory and management reports.
+ Support reviews of new products, activities, and variations for compliance alignment.
+ Assist with training, audits, inspections, and other ad hoc compliance initiatives.

Requirements

+ Bachelor's degree with 9 years of compliance experience, preferably in Private Banking. + Sound understanding of MAS and FINMA regulations and VCC framework.
+ Strong analytical and problem-solving skills with a practical, risk-based approach.
+ Excellent stakeholder engagement, communication, and report-writing skills.
+ Proactive, detail-oriented, and a collaborative team player.