Vp, Compliance Officer Fund Management
Singapore, Singapore
Job Description
Our client is a US Asset Management firm looking to add an additional headcount to their Singapore Team. The incumbent will be advising on compliance with market regulations on trading related activities for multi assets classes. Your core responsibilities will include:
- Working closely with stakeholders to ensure the firm\'s compliance with MAS Reporting requirements
- Monitoring the firm\'s trading activities to ensure compliance with global trading regulations and internal policies
- Updating of regulatory changes, policies and procedures to the internal stakeholders
- Implementing compliance monitoring programs
- Assisting with ad-hoc legal and compliance tasks and projects, including technology enhancements
- 10 years of relevant experience, preferably in an equity trading or asset management firm.
- Working experience in Securities and Futures Act, CMS regulations OTC Derivatives reporting regime
- Excellent interpersonal, communication, and the ability to work with stakeholders at all levels
- Candidates with experience in sales and product compliance on a trading desk are preferred.
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Job Detail
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Job IdJD1345529
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned