Job Overview Implement compliance framework comprising of policies, procedures, work products based on regulations of the Monetary Authority of Singapore and the Securities and Futures Act, (SFA) and monitor compliance through Compliance Monitoring Program. Job requirements To conduct account opening…
Key Responsibilties Overseeing all activities pertaining to cash management, broker settlement, client and exchange settlements, cash reconciliation, transfer of cash and securities, corporate actions, and internal and external reporting. Contribute to the development and documentation of the Companies operating policies…