Pure Hong Kong

My client is a boutique investment bank seeking a seasoned compliance professional for the role of VP/Director of IBD Compliance. The successful candidate will join their global compliance team and play a vital role in ensuring adherence to regulatory standards…

Key Responsibilities: Develop and implement global financial crime compliance strategies, policies, and procedures in line with regulatory requirements and best practices. Lead and supervise a team of financial crime compliance professionals to ensure effective implementation of compliance programs. Conduct risk…

Responsibilities: Lead efforts to identify, assess, and resolve potential and actual conflicts of interest across investment banking, capital markets, commercial banking, and mergers and acquisitions. Review equity research for both the US and Canada, ensuring adherence to relevant regulatory safe…