Job Description

Job Summary

Reporting to the Team Leader and Head, Listing Compliance, this position is responsible for managing a portfolio of listed issuers.

Job Responsibilities

• Acquired ability to detect non-compliance of listing rules and confident in responding to queries and providing advice on simple to moderate listing matters.
• Acquired initiative and able to exercise good judgement in processing and prioritising applications within the requisite KPI timelines.
• Monitor compliance with listing rules and liaising with issuers on regulatory issues.
• Investigate potential breaches of listing rules. Following up with enforcement and disciplinary actions where breaches have occurred.
• Processing of simple, moderate and complex corporate actions within relevant timeframe.
• Attend meetings concerning his/her portfolio and be able to address the main issues during the meetings and take minutes of such matters.
• Able to provide feedback and participation on listing rules, and other related regulations/guidelines/accounting standards amendments and application.
• Contribute to team goals.
• Contribute to initiatives for fine-tuning and enhancing the Listing Compliance framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage.
• Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Listing Compliance functions.
• Build effective relationships with internal and external stakeholders from business units to issuers and market professionals including investment bankers, solicitors, auditors and other regulators.

• A good degree in Law, Finance or Economics, with at least 4 years\' experience in financial regulations.
• Sharp, meticulous and accurate in reviewing and processing information.
• Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written).
• Team player with ability to work independently as required.

Singapore Exchange