Associate, Regulatory Compliance (consulting)
Singapore, Singapore
Job Description
Company Description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
- Manage a portfolio of clients
- Provide advisory and consultancy services to clients
- Submit and/or review of regulatory filings and notifications
- Liaise and correspond with MAS and auditors
- Periodic compliance reporting to senior management or board of directors
- Provide or review compliance manual
- Provide or review compliance checklists, registers, and calendar
- Prepare and review regulatory returns and forms
- Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
- Other ad-hoc duties as the need arise
- Bachelor\xe2\x80\x99s Degree in Business, Accounting, Law and any other relevant degrees
- Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral, written, and interpersonal communication skill.
The shortlisted candidate will be working at Lymon office at One Raffles Quay.
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Beware of fraud agents! do not pay money to get a job
MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.
Related Jobs
Job Detail
-
Job IdJD1374469
-
IndustryNot mentioned
-
Total Positions1
-
Job Type:Full Time
-
Salary:Not mentioned
-
Employment StatusPermanent
-
Job LocationSingapore, Singapore
-
EducationNot mentioned