Avp Compliance Manager
Singapore, Singapore
Job Description
Responsibilities:
- Reviews new clients, external asset managers, and finders account opening, due diligence / KYC information, AML risk profile, call report, and account opening data form (including tax due diligence checks)
- Performs periodic reviews including SOW corroboration checks and transaction reviews
- Reviews and clears name hits from the name screening system
- Advise business on compliance and regulatory issues relating to KYC and tax due diligence.
- Handles queries from internal clients ( front office/ operations)/ external auditors and internal auditors in relation to KYC matters.
- Handles internal requests to liaise with IT department regarding system issues and enhancement. i.e. Nepal, Avaloq, and Content Manage
- Provides FATCA and CRS advisory
- Undertakes adhoc projects at the request of the Head of Compliance
- Degree or recognized professional qualifications, ideally in business, accounting, or law.
- At least 8 -10 years of relevant KYC experience in a financial institution with knowledge of the Singapore regulations, i.e. Banking Act, SFA, FAA.
- Good communication and writing skills in English.
- Initiative and ability to work independently.
- Strong interpersonal skills and a good team player.
eFinancialCareers
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Job Detail
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Job IdJD1342497
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned