Avp, Market Conduct Investigation (insurance|up To $7k)

Singapore, Singapore

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MNC|BankThe Job

Conduct investigations in relation to market misconduct complaints and follow-up actions
Perform market conduct compliance reviews, monitor and implement follow-up actions
Liaise with the Regulator and relevant Government Agencies
Maintain and revise policies and procedures for the general operation of distribution compliance activities
Cover duties of team leader and members in his/her absence
Any other ad-hoc duties and projects assigned

The Talent

Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
Has relevant experiences in compliance, or investigation background from law enforcement agencies
Knowledge in Financial Advisers Act ("FAA") and relevant MAS Notices and Guidelines.
Strong Analytical Skills
Strong Communication and Writing Skills

Next Steps

Drop your resume and contact us to follow-up, or send your resume to cecilia.sim@adecco.com
Email Topic: Apply AVP, Market Conduct Investigation
Only shortlisted candidates will be contacted

Cecilia Sim Xin YangEA License No: 91C2918
Personnel Registration Number: R22105099

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