Job Description

We're looking for a AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance professional to gain risk management experience or a risk We're looking for a AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance professional to gain risk management experience or a risk professional to gain exposure to regulatory compliance and work on a board range of risk and compliance related issues of the fund management business. Key Responsibilities Include Compliance . Monitor regulatory developments and develop policies and procedures to ensure the company's compliance with regulatory requirements. . Update the company's compliance manual and provide advice to the business on compliance with regulations/laws. . Manage regulatory and internal/group reporting and submissions. . Set up and implement an effective compliance monitoring program. . Review and approve AML/KYC documentation. . Conduct staff training on compliance and regulatory issues/ requirements. Participate in ad-hoc Group and regulatory compliance projects . Conduct investment compliance monitoring to ensure that the mandates/ funds managed by the company comply with relevant client and regulatory investment restrictions. . Review marketing materials and client correspondences for compliance with internal and regulatory requirements. . Review and approve staff trading requests in accordance with the company policy. . Handle representative registration-related matters. . Review fund offering documents/ fund reports for compliance with regulatory requirements. Risk Management . Assist Risk Committee in implementing risk management policies and procedures . Get involved in product development to identify risk factors . Calculate & Monitor portfolio risk metrics such as VAR, DV01 etc. . Conduct portfolio stress testing, risk scenario analysis etc. . Monitor portfolio liquidity position, risk concentrations etc. . Other ad-hoc risk projects . Help analyse portfolio performance & validate valuation of illiquid investments Requirements . Minimal 5 years of post-qualification risk or compliance related experience . Experience in setting up compliance framework or conducting AML/KYC in financial service industires. Big plus if familiar with licensed fund management company (LFMC) regulatory framework. . For risk management professional, have knowledge on Securities and financial products and their valuation and risks understand risk concepts such as VAR, stress testing, etc. . Someone who has self-initiative and commitment . Good communication and writing skills in English and Chinese. . Initiative and able to work independently. . Strong interpersonal skills and a good team player. . Strong analytical and evaluative skills and attention to details. . Good computer skills in MS Excel, ACCESS, Word & Powerpoint