My client, a well reputed investment management firm is looking to hire a compliance professional to support its Head of Compliance.
Compliance Associate (12 Months contract)
Morgan Mckinley is working in partnership with a boutique investment management firm on a 12 Months Compliance Associate role to support the Head of Compliance. This role is convertible to permanent on the basis of performance.
Assist in smooth running of compliance monitoring function, including adherence to corporate and regulatory policies and
Provide compliance support such as periodic reporting to management, monitoring training, updating compliance policies and
Keep up to date on regulatory developments and advise the business on compliance matter across both regulatory compliance and
Support onboarding of new relationships, ensuring no overdue KYC reviews, ad-hoc KYC reviews are timely completed, effective transaction monitoring Perform investigation and escalate if required.
Assist in reviewing outsourcing arrangements and developing a checklist to ensure adhering to MAS outsourcing
Responsible for regular regulatory filings in Singapore
The Successful Applicant
A degree holder with 1-2 years of working experience in compliance, audit and/or risk management function within an asset management
Open to candidates from Big4 or outsourced compliance services industry with experience specialising in funds/financial services industry
As a successful applicant, you would have the following skills & qualifications:
Referrals are greatly appreciated.
Morgan McKinley Pte Ltd
EA Licence No: 11C5502
Registration No: R1770166
Registration Name: Suhani Malhotra
Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as a notification that you have not been shortlisted.
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