Job Description

Nittan Capital Singapore is a Singapore Recognized Market Operator located in Raffles Place. We are currently looking for a Compliance Officer to join the team.
Compliance Manager
Oversees the Compliance/Risk Management Department and reports to the Managing Director.
Roles and Responsibilities
Ensure the smooth operation of the Compliance/Risk Management Department Regularly review and conduct risk assessment of existing Company policies, procedures and practices and ensure they are in compliance with applicable laws, regulations and latest MAS requirements Recommend, develop and implement policies and action plans to meet Company compliance and audit requirements Preparation and maintenance of compliance reports for audit or regulatory submissions Recommend the initiation of investigative procedures in response to alleged violations of rules and policies Report to Board of Directors and Senior Management on any material breaches of applicable laws, compliance policies and procedures Liaise with external consultants and auditors relating to compliance matters Ensure employees are educated with latest regulations and processes Handling ad-hoc tasks as required by Management
Requirements:
Possess a Bachelor Degree or other equivalent professional qualifications with at least 5 years of relevant compliance experience in Financial Institutions Knowledge of MAS requirements, laws and regulations and industry practices Hands on, independent and keen to work in a small team
Not Specified