Job Description

Responsibilities: . Prepare and review compliance handbook . Handle MAS filings and inquiries from regulatory bodies . Perform regular compliance checking to ensure compliance with regulatory requirements . Handle KYC and AML-related matters as well Responsibilities: . Prepare and review compliance handbook . Handle MAS filings and inquiries from regulatory bodies . Perform regular compliance checking to ensure compliance with regulatory requirements . Handle KYC and AML-related matters as well as client onboarding compliance check . Provide relevant advisory to business/support units and other AML teams on matters relating to compliance issues, transaction monitoring review and investigation conducted by the unit . Perform analysis of suspicious transaction/activity reports to identify AML risk trends to support the AML risk management and controls within the Group . FATCA / CRS reporting in accordance with relevant requirements . Handle CPT related matters, such as update of CPT register . Develop regulatory governance frameworks, policies, and procedures to effective management of regulatory risks for company, clients . Facilitate and address any MAS queries and external authorities, as well as internal and external audits . Familiar with outsourcing guidelines and prepare relevant policies, procedures and documents in compliance with MAS regulations and guidelines . Undertake other ad-hoc duties as assigned Requirements: . University Degree in Business, Law, Finance or related disciplines . At least 3 years of strong compliance experience in local regulatory compliance and risk management, with demonstrable knowledge of relevant regulatory requirements . Strong knowledge or prior experience in key regulatory requirements such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, and AML/CFT regulations . Work independently, self-motivated, strong analytical skills and ability to exercise sound judgment and manage execution under pressure . Familiar with FATCA and CRS reporting is preferred . Excellent written and communication skills in English and Mandarin to liaise with Mandarin speaking clients . Comfortable working in the start-up environment