Job Description

About 1exchange

1exchange ("1X") is the first MAS-licensed private markets exchange in Singapore offering a "light-touch" and cost-effective private listing venue designed for family businesses, and growth and pre-IPO companies. A member of FOMO Group, the exchange provides companies with market-oriented solutions such as direct private listings. With a 1X listing, founders, owners, and growth-stage companies can achieve partial exits and tradability in private shares while retaining flexibility and control.





Visit www.1x.exchange for more information. For general inquiries, please contact contact@1x.exchange. For media inquiries, please contact media@1x.exchange.

Key Responsibilities:

Perform gap analysis on new/updated regulations which are applicable to CapBridge and 1X Drafting & Implementation of Compliance procedures Licensing of representatives, including monitoring of employee dealing activities and related party transactions Conduct KTT/KYC for customers, counterparties and issuers during onboarding Conduct periodic reviews (including trigger reviews) on customers Clearing of name screening alerts for customers Monitoring of dormant accounts Assist HOC in implementing the sales and digital advisory process to cater to retail clients Assist HOC in performing the EWRA in conjunction with Operational Risk Management Escalating compliance issues to HOC following results of Compliance reviews Assist HOC in Group related alignment IT projects, including participating in UAT Assist HOC in collating information needed for reporting and audit purposes Collaborate with the Group business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs

Requirements:

Diploma/Degree in Accountancy, Finance or Business or other relevant qualification Minimum 3-5 years of Capital Markets/Insurance/Trust/Private Market/Real World Assets (RWAs) experience in the Financial industry Able to perform due diligence during onboarding with experience in conducting KYC with good understanding on SOW /SOF Good understanding of MAS' AML/CFT regulatory requirements Proactive and problem-solver who is creative, with ability to adapt and improvise accordingly Meticulous and sensitive in handling clients' information Ability to work effectively under pressure in a team environment Excellent interpersonal and communication skills (Candidate is expected to collaborate with different Business Teams) * Diligent and firm with high ethical standards