Job Description

You will be responsible for the management of back-office operations comprising of Settlement, Information Technology, Finance and Compliance/Risk Management and reports to the Managing Director. Roles & Responsibilities

• Oversee and manage daily operations of the Settlement, Information Technology, Finance and Compliance/Risk Management departments.
• Keep the Board and Management informed of new regulations or requirement and develop appropriate policies to comply with them.
• As the liaison officer who interact with MAS and other relevant regulators
• Ensure company policies and procedures are in compliance with all applicable Notices, Guidelines, Regulations, SFA and conditions set by MAS for RMO license.
• Ensure timely and proper submissions of reports to regulatory authorities.
• Identify and analyze risk related to operations and take necessary action to manage it.
• Implement regulatory and AML/KYC compliance frameworks to ensure the company is compliant with its regulatory obligation.
• Trade surveillance to identify any irregularities or suspicious trading activities.
• Oversee internal and external audits and internal control operations
• Ensure annual audited reports and accounts are approved by the Board and all annual reports and half-yearly reports are submitted to the local authorities.
• Establish and implement policies & procedures to meet operations need and Technology Risk Management Guidelines
• Provide direction and guidance to the team of staff to ensure effective and efficient cross collaboration and meet new challenges.
• Serve as Compliance Officer & Data Protection Officer of the Company
• At least 10 years\xe2\x80\x99 experience managing operations of back office including Compliance/Risk Management at Financial Institutions such as banks, recognized market operators preferred.
• Serve as Data Protection Officer of the Company

Requirement

• Minimum bachelor\'s degree in finance or related field or Certified Public Accountant
• Experience in managing operations of back office including Compliance/Risk Management at Financial Institutions such as Banks, Money Broking preferred.
• Able to operationalize strategy and plan.

HOW TO APPLY:
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