Head Of Compliance/ Ceo

Singapore, Singapore

Job Description



Responsibilities

: " Our client a leading financial services company is looking to hire Head of Compliance. Responsibility: Responsible for operations of the company's Singapore branch office Responsible for adherence to all compliance and legal requirements of the MAS applicable to the Company Process vendor payments and maintain relationships with service providers . Liaise with financial industry regulators, Government ministries and agencies. Develop client base by assisting the sales team with client meetings The candidate is required to complete the FINRA Series 7, 24 and 63 licenses by the time of joining if not done already. Regulatory liaison with Monetary Authority of Singapore and Government Agencies. Overall strategic planning and operations of the Singapore office. Business Development and Equity Sales : Interaction with senior members of the fund management industry in Singapore and Hong Kong. Requirements: Degree Holder with atleadt 15 years of experience. Experience in industries such as: Online Trading, Full-service broker, Equity, Commodities, Forex, Derivatives, Mutual Funds, Fixed income If you or anyone within your network is keen to discuss it then do share your resume with [Confidential Information] ", "identifier":{ "@type": "PropertyValue", "name":"Ks Consulting Pte. Ltd.", "value": "*******" }, "datePosted": "2022-08-03", "validThrough": "2022-09-02", "url": "********************", "employmentType" : "FULL_TIME",
Benefits

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Job Detail

  • Job Id
    JD1126767
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned