Job Description

Responsibilities:

Client Onboarding and Due Diligence:

• Perform comprehensive KYC due diligence on new and existing high-net-worth individuals (HNWIs), institutional clients, and other counterparties.
• Collect and review detailed client documentation, including identification records, financial statements, and legal agreements.
• Verify the authenticity of provided information and identify any discrepancies or potential risks.
• Assess the source of funds and wealth of clients to ensure compliance with wealth management regulations.
• Conduct enhanced due diligence for politically exposed persons (PEPs) and high-risk clients.

Risk Assessment and Compliance:

• Evaluate and analyze client profiles to identify potential money laundering, fraud, or suspicious activities.
• Conduct risk assessments and rating of clients based on predetermined criteria and risk thresholds.
• Stay up-to-date with global regulatory requirements, industry best practices, and emerging trends related to KYC and anti-money laundering (AML) regulations.
• Develop and implement policies and procedures to ensure compliance with relevant regulations and internal guidelines.
• Collaborate with Compliance and Risk Management teams to address any identified risks promptly.

Documentation and Recordkeeping:

• Maintain accurate and up-to-date client records, ensuring proper documentation of KYC activities.
• Prepare and submit regulatory reports, such as suspicious activity reports (SARs), as required by regulatory authorities.
• Assist in internal and external audits, providing necessary documentation and supporting evidence.

Language: Malay, Thai, Bahasa Indonesia

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