Manager | Compliance
Job Description
The Role:
1. Handling of Production letter and liaising with CAD.
2. Conduct AML investigations, and STR report preparation and recommendations.
3. Work closely with internal/external stakeholders to improve/resolve AML related issues.
4. Review customer profiles for adherence to CDD procedures and ensure analysis are clear, complete and supported by information provided.
5. Engage internal stakeholders through training plan to ensure they are trained or refreshed on the AML policy and procedures.
6. Perform periodic compliance reviews to ensure compliance with regulatory requirements according to Annual Compliance Plan.
7. Prepare and submit regular and ad-hoc compliance reports/ updates to Head Office and Management with regards to local regulatory development / compliance matters / status on a periodic basis and upon request.
Qualification and Experience:
Candidates shall possess a recognised university degree and should preferably have not less than 4 to 6 years relevant experience in the financial services industry. Private Banking experience is preferred.
Well-grounded knowledge of the local regulatory framework and practices including those pertaining to AML/CFT regulations will be essential.
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Job Detail
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Job IdJD1342354
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned