This is an exciting opportunity to work for one of the leading global banks.
This is an exciting opportunity to work for one of the leading global banks.
The Opportunity
Adecco is partnering our client, one of the world\'s largest financial services organizations
We are looking for an experienced Compliance Manager to join the team
Office Location: Pasir Panjang
The Job
Conduct investigations in relation to market misconduct complaints and follow-up actions;
Perform market conduct compliance reviews, monitor and implement follow up actions;
Liaise with the Regulator and relevant Government Agencies;
Maintain and revise policies and procedures for the general operation of distribution compliance activities;
Assist in the preparation of Compliance reporting relevant for Compliance meetings;
Cover duties of team leader and members in his/her absence; and
Any other ad-hoc duties and projects assigned by the Head of Distribution Compliance and or Head of Compliance Advisory for Insurance
The Talent
Minimally 5-7 years of experience in regulatory and financial crime compliance, prior experience with large insurance companies, Financial Advisory firms /or financial institutions in Singapore is a must.
Significant experience in the financial services industry particularly handling compliance advisory across a wide spectrum of activities involving licensing/ distribution of Life Insurance, Unit Trust, other investment products.
Excellent communication and inter-personal skills, with experience of dealing with stakeholders at all levels including the capacity to articulate the case for risk management and policy in the language of business.
Experience of dealing with regulatory matters and confident interaction with Regulators.
Experience of working within a matrixed environment preferred including reporting internationally.
Excellent negotiation & influencing skills with the ability to engage diverse set of audience both internal as well as external.
Experience with internal audit function would be an added advantage.
Prior work experience with enforcement agencies conducting investigation or conducting internal audit review is a strong preference.
Next Steps
Drop your resume and contact us to follow-up, or send your resume to cecilia.sim@adecco.com
Email Topic: Apply Compliance Manager
Only shortlisted candidates will be contacted
Cecilia Sim Xin Yang
EA License No: 91C2918
Personnel Registration Number: R22105099
MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.