Perm] Client Onboarding (account Opening) – Securities/brokerage
Singapore, Singapore
Job Description
Responsibilities:
- Review account opening for both individual and entity.
- Conduct periodic Customer Due Diligence (CDD) reviews of existing clients, perform Enhanced Customer Due Diligence (ECDD) and ensure overall compliance with procedural standards.
- Perform screenings, including Sanctions, Politically Exposed Person (PEP) and adverse media/ negative news screening.
- Perform background screening of counterparties and employees.
- Advise and coordinate with front office on the CDD requirements by identifying gaps in the CDD documentation.
- Assist in maintenance of database for annual Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) reporting.
- Perform continuous review and improvement of the onboarding workflow and process, as well as update the Policy & Procedure Manuals (PPM) accordingly.
- Responsible for Operations Account Management systems\xe2\x80\x99 projects, enhancement and automation.
- Assist in retrieval of signature via shared drive and provide support to other teams regarding updates.
- Prepare Letter of Offer and Closure letter.
- Bachelor\xe2\x80\x99s degree in Banking/ Finance/ Business Management as well as certification in ACAMS or ICA.
- 3 years of working experience in Securities/ Private Banking firms.
- 3 - 5 years of experience in Corporate CDD/AML, preferably with relevant experience in reviewing complex trust structure and complex fund investment an added advantage
Beware of fraud agents! do not pay money to get a job
MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.
Related Jobs
Job Detail
-
Job IdJD1466281
-
IndustryNot mentioned
-
Total Positions1
-
Job Type:Full Time
-
Salary:Not mentioned
-
Employment StatusPermanent
-
Job LocationSingapore, Singapore
-
EducationNot mentioned