Private Wealth Management Operations (aml/onboarding)

Singapore, Singapore

Job Description



Private Wealth Management Operations (AML/Client Onboarding)

  • 6 months contract

The Client
  • US Global Investment Bank
  • Fast-paced work environment
  • Dynamic work culture

The Opportunity
  • Understand the different client account structures and legal documentation required to establish new accounts
  • Review the accuracy and completeness of account documentation and all required signatures have been obtained
  • Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
  • Perform data input into the system for proper account set up
  • Ensure suitability review has been completed
  • Identify red flags at client onboarding stage
  • Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM
  • Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
  • Request products (options, margin, etc.) for the respective PWM client accounts
  • Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
  • Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
  • Ensure the updated documentations are properly stored into the central documents depository for completeness
  • Continuously identify and implement process improvements.

Your Background
  • Degree in Banking/Finance or equivalent.
  • 1+ years financial industry experience (AML or other Client Onboarding Regulatory experience a plus)
  • Highly motivated and results orientated
  • Have a high level of self-initiative to challenge and improve processes
  • Strong understanding of risk and control framework in operations
  • Has strong interpersonal skills to establish Business and Federation relationships
  • Able to manage multiple tasks or projects and manage deadlines effectively
  • Strong team player who is able to work under pressure
Peoplebank Singapore Pte Ltd, EA Licence Number: 08C5248 EA Licence: 08C5248

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Job Detail

  • Job Id
    JD1271608
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned