Regulatory Advisory, Vp
Singapore, Singapore
Job Description
Title
Regulatory Advisory Compliance, VP
Description
Our client is a well-established asset management firm, looking for an "Regulatory Advisory Compliance, VP" for their compliance & legal team in Singapore.
Responsibilities:
Working Location: Central Singapore
- Monitor and ensure compliance with legal and regulatory requirements across the company\'s investment, trading, and operational activities globally.
- Provide timely and pragmatic regulatory advice to portfolio managers, deal teams, and internal stakeholders.
- Stay updated on relevant regulatory trends, developments, and requirements and assist in risk and impact assessments.
- Collaborate with internal stakeholders to implement robust controls and processes for compliance with applicable laws and regulations.
- Handle queries and liaise with external parties such as clients, global regulators, custodians, and broker dealers on compliance and risk issues.
- 10 to 15 years\' relevant work experience in regulatory compliance, central compliance or similar fields. Preferably in the regulators, financial institution, or buyside environment.
- Solid product knowledge in capital markets is strongly preferred (equities, FI, derivatives, real estate, FX, commodities\xe2\x80\xa6).
- Able to work under pressure and tight deadlines.
- Candidates who require a work pass need not apply.
If you believe you fit the requirements for the role, please click APPLY NOW or send an email to
Note: We regret that only shortlisted candidates will be notified.
Data provided is for recruitment purposes only
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R221103
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Job Detail
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Job IdJD1357426
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned