Job Description

This role is responsible for ensuring organization\xe2\x80\x99s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization\xe2\x80\x99s goals

Key Responsibilities

• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct.
• Work hard in hand with the business units to identify and manage regulatory risk.
• Assess risk when business decisions are made, with due consideration for the company\xe2\x80\x99s reputation and key stakeholders\xe2\x80\x99 interests.
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations.
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews.
• Coordinate with business units to address control weaknesses, including design and implement new controls to address known issues.
• Ensure that the AML/CFT program is in compliance with the regulatory requirements.
• Conduct training to improve awareness of regulatory requirements and company policies.
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner.

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry.
• Possess strong analytical skills, paying careful and particular attention to detail, and also have an investigative mindset.
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks.
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills.
• Strong in documentation and report writing skills.
• Self-driven with the ability to operate independently.

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