Job Description

Line of Service Assurance

Industry/Sector Asset and Wealth Management

Specialism Risk

Management Level Senior Manager

& Summary We believe that challenges are better solved together. That's why you'll join a diverse, global community of solvers - an unexpected mix of people that come together to build trust in society and solve important problems. With us, you are encouraged to lead with your heart and values, and where your unique skills are developed and put to work in unexpected and exciting ways, superpowered by technology.

Our Risk Services Practice provides an invaluable safeguard in today's complex operating environment with insights and independent assurance. We work with clients to deliver business controls to help them to protect and strengthen every aspect of their business from people to performance, systems to strategy, business plans to business resilience. We help clients manage, mitigate and control risks from potential cybersecurity breaches to possible breaks in the supply chain. We assess and prepare businesses by looking into their technology, finance, data analytics, regulatory requirements, data security and privacy, internal audit, and the third parties our clients rely on, to help clients deliver quality results and meet their strategic objectives.

Our Asset and Wealth Management team in Risk, Regulation and Compliance services is expanding rapidly and we are looking for seasoned professionals to join us. We are Singapore's leading Asset and Wealth Management Risk and Regulatory Advisory team, and you will experience a dynamic and fast-paced working environment.

You'll work as part of a fast growing team of subject matter experts with extensive industry experience in areas relating to regulatory compliance, risk and internal controls. Your clients include leading local, regional and global asset managers, alternative asset managers (private equity, private credit, real estate, hedge funds and venture capital), wealth management, digital wealth managers, digital assets and other capital market intermediaries. Digital alliances and digital solutions are core to the delivery of our services to clients. You will enjoy a stable yet flexible working environment with certainty in hours, and the ability to manage and control your own time.

Specific responsibilities include but are not limited to:

Providing regulatory advice to clients operating in fund management, private wealth management, digital advisory, digital assets and other capital markets intermediaries (i.e. REIT managers, brokerages, corporate finance advisors and trust companies) to help optimise their risk management compliance with regulatory requirements.

Your regulatory advice will cover areas such as licensing and registration, regulatory reporting, sales and product compliance, AML/CFT, business conduct, outsourcing, culture and conduct, and technology risk.

Managing a team of specialists providing outsourced compliance support to clients. This includes regulatory reporting, operationalising changes and updates to regulations, conducting compliance monitoring and reporting to senior management, assisting on AML/KYC reviews and providing regulatory advice.

Helping clients develop, implement and strengthen their enterprise risk management and compliance frameworks.

Conducting thematic compliance reviews and internal audits to formulate recommendations for processes and controls to better comply with regulatory requirements, regulators' expectations, and industry/market practices.

Working with our strategic alliance partners to formulate new services / products to take to the market (e.g. regulatory technology / platform).

Working on business development or new market opportunities (e.g. new clients, services, proposal formulation) to .

Managing key stakeholder relationships, including communication of the scope of work, findings and observations, industry updates.

About you:

At least 7 to 9 years of financial services regulatory, legal or external audit experience in a Big 4 audit firm, regulator or financial institution. Previous employment with a regulator will be highly preferred.

Good understanding of the asset and wealth management/digital assets/capital markets landscape.

Strong experience in auditing and advising on local MAS regulatory requirements for capital markets intermediaries. This includes Securities and Futures Act, Financial Advisers Act, Banking Act, Payments Services Act, including AML/ CFT.

Professional, confident and highly motivated self-starter, with an ability to handle multiple engagements/projects in a fast pace environment with tight deadlines, positive attitude to learn and strong team player. Able to manage people and teams.

Possess strong values, personal integrity and emotional intelligence.

Meticulous and attention to details, possessing an analytical and enquiring mind-set.

Good verbal and written communication skill in English. Additional proficiency in Mandarin will be an advantage.

In addition, experience in the following areas will be beneficial:

Dealing with the MAS on licensing for capital markets intermediaries and approved exchanges;

Auditing and advising on front office conduct and sales practices; and

Technology-related regulatory requirements, which includes Technology Risk Management, Cyber Hygiene and Business Continuity Management.

#Mid-Senior #LI-JC1

Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Optional Skills

Desired Languages (If blank, desired languages not specified)

Travel Requirements Not Specified

Available for Work Visa Sponsorship? Yes

Government Clearance Required? No

Job Posting End Date