Senior Compliance Officer (bsc)

Singapore, Singapore

Job Description


Job Summary

  • Singapore
  • Permanent
  • BBBH840894
  • Feb 28, 2023
  • S$50-99k

Our client is one of the largest life insurance company in Singapore. We are looking for someone to join the sales compliance team specializing in market conduct & balance scorecard

Reporting to a Team Lead

Responsibilities:
  • Provide advisory services to Business Units concerning the interpretation, application and operationalisation of market conduct-related regulations, or on new business initiative
  • Provide assurance/oversight on Business Units via the conducting agency assurance exercises and compliance reviews to identify and close compliance gaps
  • Improve market conduct risks by applying best practices and knowledge of internal or external business issues, and regulatory areas of focus
  • Perform regulatory and management reporting where required
  • Identify and engage relevant Business Units to resolve any market conduct compliance issues faced, including issues raised by the regulator
  • Understand insurance sales and be able to identify market conduct risks from new initiatives or emerging trends
  • Support the larger Sales Compliance section, and Market Conduct department on projects or on section/department-wide initiatives/working groups as required
  • Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks
  • Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.
  • Highlights any potential concerns /risks and proactively shares best risk management practices.
Requirements:
  • At least 2 years of experience in market conduct or sales compliance
  • Able to work well in a team
  • Strong communication skills
If you are interested in the role and would like to discuss the opportunity further, please click apply now or email Jeremy at jeremyt@morganmckinley.com for more information.

Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as notification that you have not been shortlisted.

Jeremy Tang ZhiHao

R1325165

Morgan McKinley Pte Ltd, EA License No: 11C5502

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Job Detail

  • Job Id
    JD1319652
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    $50000 - 99000 per year
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned