Established and rapidly growing FA Company seeks an Independent Sales Auditor to perform sales audit function in accordance to Balanced Scorecard (BSC) guidelines stipulated by MAS. This is a role requiring experience in Compliance in a Financial Institution, preferably a…
Job Description Responsibilities: Provide administrative and operational support under the Operations Department for matters related to: Onboarding and offboarding of advisers to and from the Company Applying and deleting of adviser accounts with the various business partners Tracking of CPD…